Engineering & Technology
Winder notes that in the:
‘Standard, original’ The Legacy of Islam (edited by T.
Arnold and A. Guillaume), a work of some four hundred pages that
is still less than half a century old, the entire pre-modern
legacy of Islamic technology, mechanics, and engineering is
summarized in twelve lines.’[1]
Winder is not alone in noting this neglect, which affects all
aspects of Islamic Engineering and technology. In
civil engineering, for instance, Smith states:
‘Historians of civil engineering have almost totally ignored the
Moslem period, and in particular historians of dam building,
such as there have been, either make no reference to Moslem work
at all or, even worse, claim that during Umayyad and Abbasid
times dam building, irrigation and other engineering activities
suffered sharp decline and eventual extinction. Such view is
both unjust and untrue.’[2]
Similarly, Pacey notes that it is often said that hydraulic
engineering ‘made little progress under the Muslims,’ and that
the latter’s achievements hardly evolved beyond the Greek or
Roman’s; whilst in truth, the Muslim contribution in mechanical
and hydraulic technology is enormous.[3]
On
mechanical technology, Hill observes:
‘Of
all the fields in which the Arabs have made significant
contributions to the progress of civilization, that of
mechanical technology has been the least studied. As a result,
historians studying the technologies of Europe and the Far East
have been seriously handicapped by an inability to make
comparisons with scholarly material on the
This neglect is found in the overwhelming majority of works on
the history of engineering and technology. Seeking, seemingly,
to address this deficiency, Cardwell’s
‘In order to rectify this situation (of inadequate presentation
of the history of science) that the Fontana History of Science
has been set up. Each of these wide ranging volumes examines the
history, from its sources to the present of a particular field
of science.’[5]
One obviously delights in this observation, yet, reading through
the work, of a few hundreds pages, all Cardwell has to say about
‘It is regrettable that there is still no study of Arab science
and technology comparable to Dr Needham’s monumental work (on
In agreement with Cardwell, until it is done, the same
misrepresentations as those noted above by Smith, Pacey, Hill
and others will persist.
When Muslim technology and engineering is addressed in some
works, or as here by some web-sites, it still betrays serious
deficiencies as found at the site by
Paul J. Gans at
http://scholar.chem.nyu.edu/~tekpages.html (As
seen in the years 1999-2000.)
This site considers some Islamic contributions such as the
manufacturing of paper and soap, the construction of windmills,
the invention of spectacles, etc, which is an
improvement in comparison to most works of any sort that
deal with this science. The site, however, betrays the
deficiencies found in most works on the subject, namely:
a) A lack of reference to original Islamic sources notably those
of the Banu Musa and Al-Jazari, which is not understandable as
there have been translations by Hill of such works.
b) A lack of reference to good secondary sources in German by
Wiedemann, in particular,[9]
and those in Spanish.
c) An excessive reliance, instead, on modern historians who are
the least inclined towards Islamic science. Hence excessive
reliance is placed upon Gimpel,[10]
Clagett,[11]
and above all on Lynn White Jr,[12]
whose writings have tended to narrow technological achievements
to Western Christendom alone. This particular role of Lynn White
in distorting the history of the science is examined herein.
Lynn White (JR) is considered the main ‘authority’ on the
history of technology, followed and referred to by nearly all
historians of technology and sciences. Lynn White’s views are
reiterated in many forms but bear the same substance as seen in
the following extracts.[13]
He states:
‘The earlier record of technology around the globe is scattered
and often lacking in continuity; it recounts a generally slow
accumulation of isolated specific inventions, their spread and
elaboration. But in the Middle Ages, in
‘By the early fourteenth century, then, Europe showed not only
an unmatched dynamism in technology, it also arrived at a
technological attitude towards problem solving which was to
become of inestimable importance for the human condition. The
profound contrast between this aspect of the Occident and the
relative passivity toward technology in the
And:
‘In the medieval East, whether Byzantine or Islamic,
technological innovation was not considered important.’[16]
And finally:
‘In the twentieth century, new technology is composed so largely
of engineering applications of scientific discoveries that we
tend to assume a similar relation in the past. In fact, however,
until a little more than a century ago there was small
connection between science, which was a theoretical effort to
understand nature, and technology, which was an empirical
attempt to use nature. For nearly five hundred years the world’s
greatest scientists wrote in Arabic, yet a flourishing science
contributed nothing to the slow advance of technology in Islam.
By the late thirteenth century the scientific movement in the
West, which had begun in the eleventh century with a wave of
translations from Greek and Arabic, had seized the global
primacy that it still holds.’[17]
Thus, primarily, according to Lynn White, technology is a
Western concept, explaining today’s Western superiority. Which
is hardly a uniquely held idea, but is shared by most Western
historians, Parry, for
instance, concludes his long introductory note on the ‘Age of
Reconnaissance’ with the following:
‘A
technological attitude to knowledge, an extreme readiness to
apply science in immediately practical ways, eventually became
one of the principal characteristics which distinguish Western
civilisation, the civilisation originally of
Lynn White, more than all other historians, supplies this theory
of Western technological supremacy with its intellectual
foundations. Lynn White’s theory, however, is flawed in many
respects. These flaws are enumerated here.
First and foremost, on a wider level, Lynn White’s views, even
if certainly he did not intend them, go in the same direction in
reinforcing the views that no entity other than the Western is
capable of anything of worth. This view is certainly expressed
by many other scholars in formal, academic veneer, and relies on
the academic nitty gritty of referencing etc, but, whether
intended or not, it is the very academic foundation of, and it
feeds, more extreme strands in society. This pursuit by
apologists under diverse guises that the West is the mother of
all that is good on earth is woefully misguided. This author
believes that passionately defending one’s culture is very
different from condemning the others as useless or inadequate.
The latter attitude creates a sense of superiority to others,
which can have grave repercussions.
The theory of Western superiority has serious flaws. A major
flaw common to nearly all Western historians of science, and
specifically those of technology, is their claim to be dealing
with the subject on a universal basis, and yet, they only focus
on one specific culture (the Western.) Any look at history from
a truly universal basis finds that all groups and entities
contributed in large measure to our modern civilisation.
Technological breakthroughs from
The second problem has to do with referencing, whereby Western
historians assert their views by referencing to, and citing,
similarly minded historians. White, Gimpel, Bradford Blaine, and
so on, refer to each other endlessly and build the history of
technology from their own shared perspective. This is incomplete
history. Especially when such authors also deliberately suppress
references to other sources (i.e Wiedemann),[20]
which have a different understanding of the subject. Lynn White,
in particular, also repeatedly backs his views by referring to
Technology
and Culture,
a review he himself established, and he also refers to himself
to back certain facts.[21]
If this latter tactic was done within a large book that also
explores opposite views, it would be acceptable; but done in a
short space, i.e an article, and if repeated, it distorts the
picture considerably.
Worse, is when Lynn White backs his theories with weak evidence
as when he says:
‘About 1235 Villard of Honnecourt, and in 1269 Peter of
Maricourt, independently inform us that many men are arguing and
labouring to the point of exhaustion to produce perpetua
mobilia.’
Through this quotation, Lynn White seeks to prove that
technicians in large numbers ‘began to consider systematically
all the imaginable ways of solving a problem.’[22]
This is weak evidence, though. Honnecourt and Maricourt
informing us is hardly strong evidence to support the picture of
a generalised striving for technology as White asserts. It
hardly matches evidence provided by something quantifiable, or a
change of the sort of new regulations, laws, or rise in the
status of artisans in society, etc.
White also uses the technique of picking one isolated statement
by a contemporary Muslim to generalise it into a negative image
of Muslim society, as here with regard to Al-Jazari saying,
‘That the notion of mills driven by the wind is nonsense, the
wind is too fickle to power such a machine.’[23]
This hardly constitutes proof of Muslim hostility to wind power
as White implies. Al-Jazari’s reported opinion conflicts with
the abundance of facts proving the very opposite, as windmills,
as will be explored further on, were widely used throughout the
Islamic world.
Lynn White cites Peter of Maricourt recurrently in his role in
the development of a magnetic instrument, but that distorts
reality, once more, because Lynn White omits crucial facts. He
fails to reveal that Peter of Maricourt
(Petrus Peregrinus) stayed in the Islamic East
during the crusades, which is
absolutely central to trace some of his influences. Peter
of Maricourt, indeed, as Erbstosser notes, brought knowledge of
magnetism and the compass back to
The third major weakness of White, and most modern Western
historians of science, relates to the sudden appearance of
hundreds of changes in Western Christendom in the 12th-13th
centuries. If one takes at random the changes that suddenly took
place in this short period, by just focusing on one of Lynn
White’s articles (Cultural
Climates and Technological Advance in the Middle Ages),[25]
in just one page (173), one finds countless examples of them:
the rise of technicians; the solving of the problem of arrow
wounds; the introduction of the compass; the discussion of
weight driven clocks; the invention of the sand glass; Bacon
pondering transportation and confidently predicting the advent
of the automobile, submarines, etc. Then, another two pages,
(pp. 174-5), and another crowd of sudden technological
breakthroughs, including: the invention of eye glasses, a new
technological attitude; labour saving methods; the birth and
rise of windmills, etc. The question one would surely ask is:
why did not Lynn White ask himself: what happened in such
crucial short period for all such things to appear suddenly? How
is it that
Fourth, Lynn White’s views are wrong because historically they
include serious factual flaws. To take some instances, he says:
‘Since arrow wounds were then a medical problem, about 1267
Theodoric, successively bishop of Bitonto and Cervia, in his
treatise on surgery noted that for the extraction of arrows
‘quotidie enim instrumentum novum, et modus novus, solertia et
ingenio medici invenitur.’[27]
Contrary to what Lynn White asserts here, there is nothing new
in either Theodoric’s instruments or methods. Two centuries
before Theodoric, Al-Zahrawi (940-1013), a surgeon of Muslim
Spain wrote al-Tasrif,
known in Latin
as liber servitoris,
which
includes many surgical instruments, which Al-Zahrawi devised and
constructed, and a number of surgical procedures.[28]
He explains with the aid of drawings the use of such
instruments, and surgical operations in great detail.
A whole chapter (46)
includes descriptions and illustrations of instruments for
incising and perforating. Al-Zahrawi
devotes to the particular
matter of extraction of arrows an extensive amount of attention.
Al-Zahrawi also describes the wounds from arrows; how to deal
with each wound according to its location in the body; under
what conditions the wounded should person not be operated upon;
he narrates his own experiences of arrows he had himself
extracted from patients, and so on and so forth.[29]
There was thus nothing new in either methodology or instruments
in the hands or head of Theodoric, and had Lynn White
enquired a little, he would have come across two crucial facts,
the first that the
surgical part of Al-Zahrawi’s Al-tasrif was translated
into Latin by Gerard of Cremona in the 12th century,
and the second, that it was not uncommon for 13th
century, and subsequent Western Europeans to borrow from it. For
instance, William of Saliceto (1201-77), Italian surgeon,
commonly known as Saliceto or Salicet, and as Placentinus,[30]
was a source for the Frenchman Lanfrank. Guy de Chauliac
(1300-68) notes how Lanfrank
‘wrote a book containing little else than what he got
from William but changed the order;' Saliceto’s work itself
primarily is based on Al-Zahrawi.[31]
A second instance of historical fallacy by White is when he
tells us:
‘Despite assertions to the contrary regarding Jativa in
Setting aside the evidence of use of water powered mills, and
the use of water power to beat the pulp in the Islamic world,
which will be looked at further on under the appropriate
heading, focus here is on the incorrect conclusion reached by
White, that in Jativa, under the Muslims there was no
technology, but in the same place, under Aragon Christian rule,
technological knowledge was developed. White could not ignore
the latter point because there is evidence for it, which he
himself refers to. What he omits, though, is a very crucial
point, which is: if the technical skills in
As Lynn White’s and his followers’ argument rests on shaky
ground, their reaction to anything or anyone countering their
views had to be hostile. This is well evidenced in Lynn White’s
and his followers’ violent onslaught on Singer, when he, Singer,
assisted by Hall and Holmyard, completed the edition of the
large ‘History of Technology
,’
in five volumes. Looking at the
technological contrasts between East and West, Singer, Hall and
Holmyard demonstrated how in skill and inventiveness the East
was much superior to the West for centuries (9th-15th),
and that it was from the East that most technological ideas came
to the West.[39]
Their view is more precisely expressed in this lengthy extract:
‘It
must be further remembered that there are certain great
technological movements, within the period under review, which
cannot be brought out either in time-charts or even in the
narrative that makes up this volume. Discussion of the
development of certain such movements must necessarily be spread
over two or more of these volumes. This matter needs some
further treatment, because conventional history has distorted
the picture that this work seeks to convey.
Ever
since the fifteenth-century revival of learning, the debt of the
Western world to
The
present volume does not attempt to rewrite the history of two
thousand years, but with reference to technology the reader must
be reminded of certain necessary major adjustments of
conventional historical perspectives. For remains of the old
time-scale still linger, well enough concealed, in elementary
history books and, moreover, still form a large part of the
educational background in the so-called humane studies…..
We
are accustomed to think of post-Roman history as centred on
Europe and especially on north-west Europe, now for centuries
its technologically most developed part.
During the millennium roughly extending from 500 to 1500, the
relations of East and West were very different from those with
which we are today familiar. Thoughtful men who have been
nurtured in any of the great and ancient civilizations of the
East-Chinese, Indian, Japanese, Islamic, or other-whatever they
may think of us and of our ways of life, however anxious they
may be for freedom from Western control, nevertheless accord to
the Western industrial system and especially to the technology
on which it is based, the sincerest form of flattery. Though
they often forget the intimate relation of that technology to
the social evolution and political history which are its roots,
yet they are not far wrong in supposing that industrial
techniques-especially those of mass-production-form the
foundations of Western superiority.
During most of the period under discussion here, the boot was-
on the other foot. For nearly all branches of technology the
best products available to the West were those of the Near East,
at first those from the Byzantine Empire and later also from the
Islamic Caliphate or from
Technologically, the West had little to bring to the East. The
technological movement was in the other direction. Not seldom,
and specially under stress of persecution and war, there were
emigrations of Eastern craftsmen to the West. These taught their
methods to European pupils and apprentices, and so added the
technical traditions of their own lands to those already being
practised in Latin
Christendom.’[40]
To
this, Lynn White’s response was vitriolic. White used first
Speculum,[41]
and, above all Technology
and Culture,[42]
a quarterly he set up soon after Singer’s book, and with him
(White) taking one of the leading positions in the said journal
to lead the attack on Singer et al. In a particular instance,
Lynn White says:
‘The
five plum volumes of a history of technology edited under the
direction of C. Singer give the layman a quite false impression
of knowledge. These volumes are ‘a codification of error.'[43]
White, it must be said, is not alone in adopting an aggressive
stand towards those deviating from the Eurocentric
interpretation of history. This is common, a sort of
Eurocentrist inquisition permeating all subjects. Any book or
journal, including the famed
In view of Lynn White and his colleagues’ ferocious guard of
Western motherhood to all that is good and sublime, the best
treatment of Islamic technology could only, come from outside
the organised fraternity of modern Western academia, in the
person of Donald Hill. Decades after Wiedemann, Hill, a well
qualified engineer, working in the East, began rebuilding the
place of Islamic technology, first with the translation into
English of the works of the principal Muslim engineers,
al-Jazari[47]
and the Banu Musa brothers.[48]
Then, in collaboration with Al-Hassan,[49]
and also single handed,[50]
Hill enlightened scholarship on the merits of Muslim engineering
and technology, adding to the earlier, but limited,
contributions by de Vaux,[51]
Mieli[52]
and Singer,[53]
and a few others.
Hence, with great reliance upon Hill, primarily, but also upon Pacey, Smith (Norman), Munro, and Winder, the following outline will consider diverse aspects of Islamic engineering and technology, including civil engineering, water and wind generated power, water raising machines, and fine technology, and in the course of that summing up, showing how the generally held notion that technology has little to do with the Islamic world is as fallacious as it is ridiculous. Before that, this outline will also raise the crucial issue relating to the foundation of Islamic engineering and technology. First, though, for the sake of convenience, a brief outline on the main Muslim engineers is necessary.
[1]
R.B. Winder: Al-Jazari, in The Genius of Arab
Civilisation; Source of Renaissance; ed J.R. Hayes
(Phaidon; 1976), p. 188.
[2]
N. Smith: A
History of Dams
(The Chaucer
Press, London, 1971).
[3]
A. Pacey:
Technology
in World
Civilization, a Thousand Year History
(The MIT Press, Cambridge, 1990), at p.8.
[4]
D.R. Hill: Mechanical Technology
, in The Genius;
op cit;
pp 175-87 at p. 175.
[5]
D. Cardwell: The
[6]
Ibid; p.30.
[7]
Ibid; p. 11.
[8]
Note 6; p.515.
[9]
E. Wiedemann:
-Beitrage zur Geschichte der Natur-wissenschaften. X.
Zur Technik bei den Arabern.
-’Zur mechanik und technik bei der Arabern' in
Sitzungsherichte der physikalisch-medizinischen Sorietat
in
[10]
Jean Gimpel: The Medieval Machine (Pimlico,
London, 1976).
[11]
M. Clagett: The Science of Mechanics in the Middle
Ages (Madison University of Wisconssin Press; 1959).
[12]
Lynn White Jr: Medieval Technology
and Social
Change
(
Lynn White Jr: ‘Technology
in the Middle
Ages,’ in
Technology in Western Civilisation, Vol 1, edited by
M. Kranzberg and C.W. Pursell Jr (Oxford University
Press, 1967), pp 66-79.
L White Jr: Cultural Climates and Technological Advance
in the Middle Ages; Viator; 2; pp 171-201.
Lynn White Jr: The Act of invention; Technology
and Culture,
Vol 3; pp 486-500.
[13]
Derived from Lynn White Jr: Cultural Climates; op cit;
pp. 172 ff.
[14]
Ibid; pp. 172-3.
[15]
Ibid; pp. 173-4.
[16]
Ibid; pp. 177.
[17]
Ibid; pp. 179.
[18]
J.H. Parry: The Age of Reconnaissance (Weidenfeld
and Nicholson; London; 1966), p.16.
[19]
J. Needham: Science and Civilization in
[20]
Or only cite them when they give support, intended or
not, to their point of view as can be found in note 23;
p. 76 in Lynn White Jr: Cultural climates; op cit.
[21]
i.e note 10. p. 173; note 42; p. 179 in Lynn White Jr:
Cultural; op cit.
[22]
Note 7 p. 173; L. White: Cultural; op cit.
[23]
Note 23; p. 176; in L. White: Cultural; op cit.
[24]
M. Erbstosser: The Crusades; op cit; p. 188.
[25]
L White Jr: Cultural Climates; op cit;.
[26]
See, for instance,
-C.H. Haskins: Studies in the History of Mediaeval
Science (
J. Harvey: The Development of Architecture
, in The Flowering of the Middle Ages; ed J.
Evans (Thames and Hudson; 1985), pp. 85-106.
-H. Prutz: Kulturgeschichte der kreuzzuge (
[27]
Chirurgia 1.22, appended to Guy de Chaulliac, ars
chrurgica (
[28]
M.S. Spink and G.L. Lewis: Abulcasis on Surgery
and Instruments
(The Wellcome
Institute, London, 1973).
[29]
Ibid.
[30]
D.
[31]
Ibid.
[32]
C. Singer et al: A History of Technology
;5
Vols (Oxford at The Clarendon Press, 1956); vol 3;
p.412.
[33]
A. Zonghi: Le antiche carte fabrianesi; in Monumenta
chartae papyracea historiam illustrantia; ed. J.
Labarre; 3
[34]
A. Blanchet: Essai sur l’histoire du papier et de sa
fabrication (Paris; 1900), pp. 52-3.
[35]
L. White: Cultural; op cit; p. 179.
[36]
N. Smith: A
History of Dams
(The Chaucer
Press, London,1971),
p .103.
[37]
T.F. Glick:
Islamic and Christian
[38]
Ibid.
[39]
C. Singer et al edition: A History of Technology
;
Vol II; op cit.
[40]
Ibid; pp. 754-6.
[41]
Speculum: vol 33, 1958, pp 130-5.
[42]
Technology
and culture:
Vol 1 (1958), at pp 340-1.
[43]
Lynn White Jr: The Act of Invention; in Technology
and Culture;
Vol 3; pp 486-500; at p. 486.
[44]
M.R. Menocal: The Arabic Role in Medieval Literary
History (a Forgotten Heritage) (University of
Pennsylvania Press; Philadelphia; 1987), p. xiii.
[45]
A. Castro: Espana
en su historia. Cristianos, moros y judios (Buenos
Aires: Losada, 1948), 709 pp;
Castro was savaged by Albornoz amongst others. See: S.
C. Albornoz: L'Espagne Musulmane, French
translation of earlier Spanish version (
[46]
See To the Editor: ISIS, Vol 85; pp. 668-70.
[47]
Al-Jazari: The Book of Knowledge of Ingenious
Mechanical Devices,
tr.
D. Hill, (Dordrecht, Boston, 1974).
[48]
Banu Musa: The Book of Ingenious Devices, tr and
annoted by D. R. Hill (Dordrecht: Reidel, 1979), Arabic
text, ed. Ahmad Y. al-Hassan;
[49]
A.Y. Al-Hassan, and D. R. Hill: Islamic Technology
, op cit.
[50]
D.R. Hill:
-Islamic Science and Engineering (Edinburgh
University Press, 1993).
-Arabic Fine technology and its influence on European
Mechanical Engineering, in The Arab Influence in
Medieval Europe, edition D.A. Agius and R. Hitchcock
(Ithaca Press, 1994), pp 25-43.
-Engineering, in Encyclopaedia (R. Rashed), pp
751-95.
[51]
C. de Vaux: Les Penseurs; op cit;
chapter vi: La Mecanique, pp 168-94.
[52]
A. Mieli: La Science Arabe; op cit.
[53]
C. Singer: ed: Studies in the History and Method of
Science, 2 vols; |